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Idiopathic tracheal stenosis. A report of four cases

Estenose idiopática de traquéia. Relato de quatro casos

Carolina Rossi, Fernanda Colombari, Alda Losi Guembarowsky, Olavo Franco Ferreira Filho, João Carlos Thomson

ABSTRACT

Idiopathic tracheal stenosis is uncommon. Herein, we report four cases, all presenting a similar clinical profile: diagnosed through bronchoscopy and having a history of being treated unsuccessfully for bronchospasm. Three of the patients were treated with dilatation and an oral corticosteroid. One of those three underwent tracheoplasty. In the remaining patient, the stenosis was more extensive (2 cm, with a 70% reduction in the size of the lumen), and dilatation was not an option. Therefore, that patient underwent laryngotracheal resection. In all four patients, the evolution was favorable. Idiopathic tracheal stenosis should be contemplated in cases of 'bronchitis' that are not resolved using conventional treatments. Bronchoscopy and dilatation have provided satisfactory results. Occasionally, laryngotracheal reconstruction is necessary.

Keywords: Trachea/surgery; Constriction; Pathologic; Case reports [publication type].

RESUMO

A estenose idiopática de traquéia é incomum. Relatam-se quatro casos com quadro clínico semelhante: história de tratamento de broncoespasmo sem resultado e diagnóstico por broncoscopia. O tratamento em três pacientes foi dilatação e corticóide sistêmico; em um realizou-se traqueoplastia. No quarto, a estenose era mais extensa (2 cm) com redução da luz de 70%, sem possibilidade de dilatação. Realizou-se ressecção laringo-traqueal. Todos apresentaram boa evolução. A estenose idiopática de traquéia deve ser cogitada em casos de "bronquite" mal resolvida com tratamentos convencionais. A broncoscopia e a dilatação têm apresentado bons resultados. Eventualmente, torna-se necessária ressecção laringo-traqueal.

Palavras-chave: Traquéia/cirurgia; Constrição patologica; Relatos de casos [tipo de publicação]

Introduction

Idiopathic tracheal stenosis (ITS) was first described in 1972 by Brandenburg, who monitored three cases of indefinite etiology over a ten-year period. Although similar cases have since been reported, there have been few studies, and the etiology of the disease remains unclear.(1) It is a rare disease, characterized by the formation circumferential, dense fibrous tissue, which is usually located in the subglottic region, although it can extend to the vocal folds or to the upper trachea.(2) The most important characteristic is the fact that patients do not present predisposing factors for the onset of ITS. Patients with ITS present progressive dyspnea, respiratory sounds and dry cough, and are frequently treated for 'bronchitis'. The duration of symptoms ranges from four months to fifteen years, and most patients report having had symptoms for one to three years.(2,3)

The diagnosis should be made after ruling out other causes of tracheal stenosis, such as prolonged orotracheal intubation, tracheostomy, chemical burns, or external trauma with laryngotracheal fracture. Rarer causes, such as Wegener's granulomatosis, collagenosis, sarcoidosis, tuberculosis, and chronic atrophic polychondritis, should be considered.(3-5)

In addition to the above-mentioned clinical profile, conventional radiological techniques can reveal the location and the extent of the lesion. However, computed tomography and its evolved form, virtual bronchoscopy, as well as bronchoscopy itself (rigid or flexible), show the lesion, its site and extent, making it possible to plan the most appropriate treatment.(6-8)

After diagnosis, the options for treatment range from simple dilatation of the lesion to the use of a carbon dioxide laser, treatment with corticosteroids (local or systemic), and even surgical resection.(5,6,9,10-15)

The objective of the present study was to describe the experience of the Londrina University Hospital in the management of ITS cases, relating the four such cases treated at that facility in the last five years and their respective evolution. In all four cases, the patients were female and were treated from initial diagnosis through treatment and outpatient follow-up. All four patients underwent rigid bronchoscopy, which was performed using an 8.5 mm bronchoscope (Karl Storz, Tuttlingen, Germany). Concurrently, three of the patients were treated with dilatation (using the bronchoscope itself) and systemic corticosteroid therapy. Only one of the patients underwent surgical resection of the trachea. All four patients presented laryngotracheal stenosis.

Case report

Case 1

A 38-year-old, white female patient, who was a nonsmoker, reported that she had been experiencing dry cough and 'wheezing', as well as tiring easily upon exertion, for two years, and that her condition had been progressively deteriorating in the preceding months. The patient was unsuccessfully treated for 'bronchitis' and subsequently sought treatment at a specialized clinic (university hospital). Her noisy breathing was noteworthy, and she underwent rigid bronchoscopy, which revealed laryngotracheal stenosis (40%). She underwent dilatation using a flexible dilator (Savary-Gilliard; Wilson-Cook Medical, Winston-Salem, NC, USA) and was treated with systemic corticosteroid therapy for two weeks. After remaining asymptomatic for seven months, the patient again presented the same symptoms. Bronchoscopy was performed and revealed stenosis located two centimeters below the vocal folds, which was the same location as the previous stenosis. The patient underwent a second dilatation (this time using a rigid bronchoscope) and biopsy, and was subsequently treated with corticosteroid therapy for another two weeks. Anatomopathological examination revealed severe fibrosis (Figure 1). When the patient returned to the outpatient clinic five months after the second dilatation, she reported experiencing dry cough and fatigue. Since she was in her third month of pregnancy, it was decided that she would be treated with corticosteroid therapy for two weeks, after which there was still no improvement. The patient was again submitted to bronchoscopy and dilatation, and the possibility of postpartum resection was discussed. When the patient returned to the outpatient clinic some time after having given birth, she reported recurrence of the symptoms. Corticosteroid therapy was then restarted, and surgery was recommended. Upon admission, the patient reported being asymptomatic, and no stenosis was seen in the broncoscopy performed as part of the preoperative evaluation. The patient was discharged and remained asymptomatic throughout the fifteen months of follow-up evaluation.






Case 2

A 33-year-old, white female patient, who was a nonsmoker, presented with progressive dyspnea and loud respiratory sounds, both of which worsened upon exertion, especially in the last year. Bronchoscopy was performed and revealed highgrade (90%), short-segment laryngotracheal stenosis. The patient also underwent dilatation, performed using a rigid bronchoscope, and a two-week course of corticosteroid therapy was prescribed. Outpatient follow-up was carried out for one year and nine months, during which time the patient remained completely asymptomatic. She reported a history of cranial trauma at the age of nine years, at which time she had remained intubated for a few hours.

Case 3

A 56-year-old, white female patient, who was a nonsmoker, was referred to the Londrina University Hospital after having been bronchoscopically diagnosed with tracheal stenosis and severe obstructive respiratory disorder. The patient had been presenting progressive dyspnea for six years and had been treated unsuccessfully for 'bronchitis'. A cervical tomography scan with reconstruction revealed a 2-cm stenosis at the end of the larynx and trachea as well as partial (60%) obstruction of the tracheal lumen (Figure 2). Dilatation was unsuccessful due to the severe fibrosis. The patient then underwent surgical resection and tracheoplasty with end-to-end anastomosis. The anatomopathological examination revealed a chronic inflammatory abnormalities. The postoperative evolution was favorable, and the patient remained asymptomatic during an outpatient follow-up period of one year and three months.

Case 4

A 56-year-old, white female patient, who was a nonsmoker, sought treatment after experiencing progressive dyspnea and cough for six years. Her condition had deteriorated in the last six months. The patient had been treated unsuccessfully for 'bronchitis'. Bronchoscopy revealed laryngotracheal stenosis (3-4 mm thick) with partial (50%) obstruction of the tracheal lumen (Figure 3). Dilatation was performed using a rigid bronchoscope, and the biopsy revealed a nonspecific chronic inflammatory process. A three-week course of corticosteroid therapy was prescribed, and the patient remained asymptomatic during an eight-month outpatient follow-up period.





Discussion

Since first being reported by Brandenburg in 1972, idiopathic laryngotracheal stenosis has proven the have characteristics that are different from those of the other stenoses, notably the lack of a predisposing factor and the almost exclusive prevalence in female patients.(1,2,10)

In the study of these four cases, all of which also involved female patients, we found no predisposing factors, either in the initial phase of the diagnosis or in the outpatient follow-up.

In the diagnosis of ITS, it is important to rule out the predisposing factors most often cited in the genesis of stenoses, such as prolonged intubation and tracheostomy, as well as tuberculosis, chemical burns resulting from aspiration, sarcoidosis, laryngotracheal fracture, and Wegener's granulomatosis.(3,6,7) Other authors have proposed that estrogen receptors are absent from the sites of stenosis, thereby allowing the increased release of fibroblast growth factor, which could also explain the almost exclusive incidence of ITS in women.(10) One study even mentions the possibility that, in some cases, having occasionally been intubated for a short time, despite not causing post-intubation stenosis, as in the case of our second patient, who was intubated for a few hours, 24 years prior to the onset of ITS, can be a predisposing factor.(8)

It has been suggested that gastroesophageal reflux plays an important role in the genesis of laryngotracheal stenosis, although a definite conclusion regarding its role has not yet been reached, especially since the lack of progression of the stenosis has also been reported.(2,7,11) None of our patients complained of reflux or any other diseases of the digestive tract.

In addition to the above-mentioned treatment options, such as dilatation, laser treatment, and surgical resection, as well as systemic or topical corticosteroid therapy, topical administration of mitomycin C, an antineoplastic agent that inhibits the proliferation of fibroblasts, has also been used.(11)

The etiology of ITS, a rare entity, remains in dispute. This disease is absolutely predominant in women. In the differential diagnosis of 'bronchitis', ITS should be contemplated when there is no response to the usual treatment. The management of ITS should range from dilatation (with or without the use of corticosteroids), as an initial treatment, to (in the event of the former being unsuccessful) surgical correction.

References

1. Brandenburg JH. Idiopathic subglottic stenosis. Trans Am Acad Ophthalmol Otolaryngol. 1972;76(5):1402-6.

2. Grillo HC. Idiopathic stenosis. In: Pearson FG, Cooper JD, Deslauries J, Ginsberg RJ, Hiebert CA, Patterson GA, et al. Thoracic surgery. 2nd ed. New York: Churchill Livingstone; 2002. p.314-20.

3. Lorenz RR. Adult laryngotracheal stenosis: etiology and surgical management. Curr Opin Otolaryngol Head Neck Surg. 2003;11(6):467-72.

4. Grillo HC, Mathisen DJ, Ashiku SK, Wright CD, Wain JC. Successful treatment of idiopathic laryngotracheal stenosis by resection and primary anastomosis. Ann Otol Rhinol Laryngol. 2003;112(9 Pt 1):798-800.

5. Ashiku SK, Kuzucu A, Grillo HC, Wright CD, Wain JC, Lo B, et al. Idiopathic laryngotracheal stenosis: Effective definitive treatment with laryngotracheal resection. J Thorac Cardiovasc Surg. 2004;127(1):99-107.

6. Grillo HC. Primary reconstruction of airway after resection of subglottic laryngeal and upper tracheal stenosis. Ann Thorac Surg. 1982;33(1):3-18.

7. Grillo HC, Mathisen DJ, Wain JC. Laryngotracheal resection and reconstruction for subglottic stenosis. Ann Thorac Surg. 1992;53(1):54-63.

8. Grillo HC. Management of idiopathic tracheal stenosis. Chest Surg Clin N Am. 1996;6(4):811-8.

9. Grillo HC. The history of tracheal surgery. Chest Surg Clin N Am. 2003;13(2):175-89.

10. Valdez TA, Shapsay SM. Idiopathic subglottic stenosis revisited. Ann Otol Rhinol Laryngol. 2002;111(8):690-5.

11. Dedo HH, Catien MD. Idiopathic progressive subglottic stenosis: findings and treatment in 52 patients. Ann Otol Rhinol Laryngol. 2001;110(4):305-11.

12. Giudice M, Piazza C, Foccoli P, Toninelli C, Cavaliere S, Peretti G. Idiopathic subglottic stenosis: management by endoscopic and open-neck surgery in a serie of 30 patients. Eur Arch Otorhinolaryngol. 2003;260(5):235-8.

13. Ashiku SK, Mathisen DJ. Idiopathic laryngotracheal stenosis. Chest Surg Clin N Am. 2003;13(2):257-69.

14. Rea F, Callegaro D, Loy M, Zuin A, Narne S, Gobbi T, et al. Benign tracheal and laryngotracheal stenosis: surgical treatment and results. Eur J Cardithorac Surg. 2002;22(3):352-6.

15. Lano CF Jr, Duncavage JA, Reinisch L, Ossoff RH, Courey MS, Netterville JL. Laryngotracheal reconstruction in the adult: a ten year experience. Ann Otol Rhinol Laryngol. 1998;107(2):92-7.
______________________________________________________________________________________________

* Study carried out at the Universidade Estadual de Londrina (UEL, Londrina State University) - Londrina (PR) Brazil.
1. Medical student at the the Universidade Estadual de Londrina (UEL, Londrina State University) - Londrina (PR) Brazil.
2. Adjunct Professor of Pathological Anatomy at the Universidade Estadual de Londrina (UEL, Londrina State University) - Londrina (PR) Brazil.
3. Adjunct Professor of Pulmonology in the Clinical Medicine Department of the Universidade Estadual de Londrina (UEL, Londrina State University) - Londrina (PR) Brazil.
4. Coordinator of the Masters and PhD Programs in Medicine and Health Sciences at the the Universidade Estadual de Londrina (UEL, Londrina State University) Londrina (PR) Brazil.
Correspondence to: João Carlos Thomson. Rua Júlio César Ribeiro, 204, CEP 86039-200, Londrina, PR, Brasil.E-mail: zthomson@sercomtel.com.br
Submitted: 22/1/06. Accepted, after review: 7/4/06.


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